Minnesota Dhs Template

Minnesota Dhs Template

The Minnesota Department of Human Services (DHS) Form serves as a crucial tool for providers seeking to comply with state 245D licensing requirements. It includes a comprehensive array of sample policies and forms that cover various aspects of service provision, from Drug and Alcohol Prohibition Policy to Safe Transportation Policy. Providers are responsible for modifying these samples to fit their program's specific needs, ensuring they meet all statutory and regulatory requirements. To start simplifying your compliance process, click the button below to fill out the form.

Make This Minnesota Dhs Now

The Minnesota Department of Human Services (DHS) Licensing Division provides a comprehensive suite of sample policies and forms tailored for intensive supports and services providers, holding a 245D license. These resources, designed to be adapted and employed directly within programs, cover a broad spectrum of operational areas, including the prohibition of drugs and alcohol, emergency procedures, grievance handling, and reporting abuse or maltreatment of minors and vulnerable adults. The compilation serves as a guide to ensure providers comply with the stringent requirements set forth under the 245D licensing prerequisites, as well as other applicable state statutes and rules. Crucially, these documents offer a blueprint for best practices in areas like service suspension and termination, data privacy, health service coordination, safe medication administration, and emergency response. By January 1, 2014, providers were expected to have developed all required policies, underscoring the state's commitment to standardized, high-quality care. Additionally, the Minnesota DHS Licensing Division mandates the use of specific forms for incident reporting, medication administration, program evaluation, and more, highlighting its proactive approach in safeguarding the well-being of individuals under intensive care services.

Minnesota Dhs Example

Minnesota Department of Human Services

Licensing Division

Sample Policies and Forms for Intensive Supports and Services

245D licensed providers may link to the sample policies and forms below and modify them for use in their programs. Providers are responsible for ensuring any policy and forms they use meet the 245D licensing requirements, including the samples provided. Read the applicable statute sections or rule parts to ensure you understand the requirements.

 

 

 

 

 

 

Required policies and procedures

 

Applicable MN statute or rule

Date of last

 

 

 

 

revision

 

 

 

 

 

 

 

 

 

 

Required Policies and Procedures

 

 

 

 

 

 

These policies are required at time of application for providers who do not hold a 245B license.

 

 

 

 

 

 

 

Drug and Alcohol Prohibition Policy

 

245A.04, subd. 1(c)

10/31/2013

 

 

 

 

 

 

Emergency Use Of Manual Restraint (EUMR) Policy

 

245D.06, subd. 1(a); 245D.06,

10/31/2013

 

 

 

subd. 5; & 245D.061, subd. 9

 

 

 

 

 

 

 

Grievance Policy

 

245D.10, subd. 2

10/31/2013

 

 

 

 

 

 

Maltreatment Of Minors Reporting and Internal Review Policy

 

245A.66 and 626.556

10/31/2013

 

 

 

 

 

 

Service Suspension And Termination Policy

 

245D.10, subd. 3

10/31/2013

 

 

 

 

 

 

Vulnerable Adults Maltreatment Reporting and Internal Review Policy

 

245A.65, subd. 1(a) and (b) &

10/31/2013

 

 

 

626.557, subd. 4a

 

 

 

 

 

 

Required Policies and Procedures

 

 

 

 

 

 

 

 

All policies must be developed by January 1, 2014.

 

 

 

 

 

 

 

Admission Criteria Policy

 

245D.11, subd. 4

10/31/2013

 

 

 

 

 

 

Data Privacy Policy

 

245D.11, subd. 3

10/31/2013

 

 

 

 

 

 

Emergency Response, Reporting and Review Policy

 

245D.11, subd. 2; 245D.02, subd.

10/31/2013

 

 

 

8; 245D.22, subd 4-7

 

 

 

 

 

 

 

Health Service Coordination and Care (Residential Programs) Policy

 

245D.11, subd. 2(2)

10/31/2013

 

 

 

 

 

 

Incident Response, Reporting and Review Policy

 

245D.11, subd. 2(7); 245D.02,

10/31/2013

 

 

 

subd. 11; 245.91, subd. 6;

 

 

 

 

609.341, subd. 3 and 14

 

 

 

 

 

 

 

Safe Medication Assistance and Administration Policy

 

245D.11, subd. 2(3)

10/31/2013

 

 

 

 

 

 

Safe Transportation Policy

 

245D.11, subd. 2(4)

10/31/2013

 

 

 

 

 

 

Universal Precautions and Sanitary Practices Policy

 

245D.11, subd. 2(1)

10/31/2013

 

 

 

 

 

Required Policies And Procedures for Community Residential Settings and Day Services Facilities

 

 

 

 

 

 

 

 

All policies must be developed by January 1, 2014. Samples will be available in July and August 2014.

 

 

 

 

 

 

 

Program Abuse Prevention Plan (PAPP)

 

245A.65, subd. 2 (a) & 245A.65,

10/31/2013

 

 

 

subd. 2 (a)

 

 

 

 

 

 

Documentation Requirements – Optional Program Forms

 

 

 

 

 

 

 

 

 

45 Day Meeting Summary

 

 

10/31/2013

 

 

 

 

 

 

Admission and Discharge Register form

 

 

10/31/2013

 

 

 

 

 

1

Revised 10/31/2013

Minnesota Department of Human Services

Licensing Division

Assessment Results for Intensive Support Services

 

10/31/2013

 

 

 

Emergency Report and Internal Review Form

 

10/31/2013

 

 

 

Fire Drill Log

 

10/31/2013

 

 

 

Funds and Property Authorization

 

10/31/2013

 

 

 

Health Needs Change Notice

 

10/31/2013

 

 

 

Health Needs Record

 

10/31/2013

 

 

 

Incident Report and Internal Review

 

10/31/2013

 

 

 

Individual Abuse Prevention Plan (IAPP) Form

245A.65, subd.2(b) & 626.6557,

10/31/2013

 

subd. 14

 

 

 

 

HCBS Incident Reporting Requirements - Who to Notify Form

 

10/31/2013

 

 

 

HCBS Service Recipient Rights Packet

 

10/31/2013

 

 

 

HCBS Service Recipient Rights Restrictions

 

10/31/2013

 

 

 

Intensive Support Services Assessment

 

10/31/2013

 

 

 

Medication Administration and Emergency Medical Authorization

 

10/31/2013

 

 

 

Medication Administration Review Record

 

10/31/2013

 

 

 

Medication and Treatment Administration Packet

 

10/31/2013

 

 

 

Medication Setup Record

 

10/31/2013

 

 

 

Person-Centered Planning and Service Delivery Requirements

 

10/31/2013

 

 

 

Progress Review Report for Intensive Support Services

 

10/31/2013

 

 

 

Psychotropic Medication Use and Monitoring Record

 

10/31/2013

 

 

 

Quality Management Evaluation and Program Improvement Plan

 

10/31/2013

 

 

 

Release of Information Authorization

 

10/31/2013

 

 

 

Satisfaction Evaluation

 

10/31/2013

 

 

 

Service Admission Checklist for Intensive Services

 

10/31/2013

 

 

 

Service Recipient Information Cover Sheet

 

10/31/2013

 

 

 

Service Recipient Record Checklist

 

10/31/2013

 

 

 

Service Suspension or Termination for Intensive Support Services Checklist

 

10/31/2013

 

 

 

Staff Orientation and Training Packet

 

10/31/2013

 

 

 

Support Team Meeting Summary

 

10/31/2013

 

 

 

Supports and Outcome Methods for Intensive Support Services

 

10/31/2013

 

 

 

2

Revised 10/31/2013

File Specifics

Fact Detail
1. Governing Law for 245D Licensed Providers Minnesota statues and rules specific to the Minnesota Department of Human Services Licensing Division.
2. Purpose of Sample Policies and Forms To provide a basis for 245D licensed providers to develop their own program-specific policies and forms.
3. Responsibility of Providers Providers are responsible for ensuring all policies and forms used meet the 245D licensing requirements.
4. Drug and Alcohol Prohibition Policy Governed by statute 245A.04, subd. 1(c), revised last on 10/31/2013.
5. Emergency Use of Manual Restraint Policy Governed by statutes 245D.06, subd. 1(a); 245D.06, subd. 5; & 245D.061, subd. 9, with the last revision on 10/31/2013.
6. Grievance Policy Governed by 245D.10, subd. 2, revised last on 10/31/2013.
7. Reporting and Review Policies for Maltreatment Covers both minors and vulnerable adults under statutes 245A.66 and 626.556, 245A.65, subd. 1(a) and (b) & 626.557, subd. 4a, with the last revision on 10/31/2013.
8. Health Service Policies Includes policies on coordination, care for residential programs, medication assistance, and more, all requiring development by 1/1/2014.
9. Required Documentation and Reporting Forms Includes forms for emergency reports, incident reports, health needs, and medication administration, among others.
10. Deadlines for Policy Development All required policies and procedures must be developed by January 1, 2014, with sample availability in July and August 2014 for community residential settings and day services facilities.

Guide to Using Minnesota Dhs

The Minnesota Department of Human Services (DHS) provides an array of forms intended for use by providers offering intensive supports and services. These forms, ranging from policy outlines to daily operational documents, are crucial for ensuring compliance with the state's licensing requirements under section 245D. The process of filling out any of these forms correctly is critical for maintaining the required standards of care and operation. The steps below guide providers through the general process of accurately completing the necessary paperwork. Although instructions are provided for a generic form, the approach can be tailored to the specific form being filled out.

  1. Begin by thoroughly reviewing the entire form to understand the information and documentation required. This overview will help in gathering all necessary details before starting to fill in the form.
  2. Identify and collect any required supporting documents or information. This may include policy documentation, incident reports, or health care records that need to be attached or referenced.
  3. Fill in the provider information section, including the name of the agency, contact information, and any identification numbers or codes specific to your facility.
  4. Locate the section of the form dedicated to policies or procedures, such as the Drug and Alcohol Prohibition Policy or the Emergency Use of Manual Restraint Policy. Provide detailed responses in the spaces provided, ensuring your answers align with the outlined 245D licensing requirements. If modifications are necessary, make them thoughtfully to reflect your program's operational practices accurately.
  5. For forms requiring specific incident or health information, accurately record the details as requested. Ensure dates, times, and descriptions are complete and factual.
  6. If the form includes sections for assessments or evaluations, such as the Intensive Support Services Assessment or the Quality Management Evaluation, present the findings in a clear, concise manner. Use objective language and include all necessary quantitative or qualitative data.
  7. Review completed sections for accuracy and completeness. Verify that all information aligns with current operational practices and policies, and that any required attachments or supporting documents are included.
  8. Sign and date the form if a signature is required. This step may need to be completed by a specific individual, such as the program director or a supervising health care professional, depending on the form's nature.
  9. Finally, submit the form and any attachments to the appropriate department or agency as directed. Ensure you keep a copy for your records, as this will be important for future reference, audits, or compliance checks.

Completing forms with precision and attention to detail supports the regulatory compliance of service providers under the Minnesota DHS licensing criteria. This not only facilitates a smoother operation of services but also upholds the quality and safety of care provided to recipients. Adherence to these steps when filling out DHS forms ensures that providers meet their legal and ethical obligations comprehensively.

Crucial Questions on This Form

  1. What is the Minnesota Department of Human Services Licensing Division Sample Policies and Forms?

    The Minnesota Department of Human Services Licensing Division Sample Policies and Forms is a collection of templates designed to assist providers who are applying for or maintaining a 245D license for intensive supports and services. These documents include policies and forms that are required to ensure compliance with 245D licensing requirements. Providers can modify these samples for use in their programs but must make sure they meet all statutory and regulatory standards.

  2. Who needs to use these forms and policies?

    Providers applying for a 245D license or those currently holding one and providing intensive supports and services in Minnesota are required to use these forms and policies. These documents are necessary at the time of application for providers not holding a 245B license and must be developed and implemented to maintain compliance with Minnesota statutes and rules related to the services they offer.

  3. Can these sample policies and forms be modified?

    Yes, the sample policies and forms provided by the Minnesota Department of Human Services Licensing Division can be modified by providers for use in their programs. However, it's crucial for providers to ensure that any adaptations still comply with the specific requirements laid out in the 245D licensing standards. Providers must familiarize themselves with the applicable statutes and rules to understand these requirements fully.

  4. What are some examples of the required policies and forms?

    Examples of required policies and forms include, but are not limited to, the Drug and Alcohol Prohibition Policy, Emergency Use Of Manual Restraint Policy, Grievance Policy, Maltreatment Of Minors Reporting and Internal Review Policy, and Service Suspension And Termination Policy, among others. Each policy serves a specific regulatory purpose, aiming to ensure the safety, rights, and well-being of the service recipients.

  5. Where can I find the latest revision of these documents?

    All sample policies and forms have a "Date of last revision" indicated, with the latest being October 31, 2013. Providers should regularly check the Minnesota Department of Human Services Licensing Division's website for the most current versions or revisions of these documents to ensure compliance with any new or updated regulations. It's important to use the most current forms to meet regulatory requirements effectively.

Common mistakes

When filling out the Minnesota Department of Human Services (DHS) forms, it's essential to be meticulous to ensure that all information is accurate and complete. However, several common mistakes often occur during this process.

  1. Not Updating Policies and Forms: One common error is failing to update policies and forms to reflect the current requirements. Since these documents are subject to change, it's crucial to use the latest versions that comply with the 245D licensing requirements.

  2. Overlooking Required Policies: Another mistake is not including all the required policies at the time of application. This oversight can be particularly problematic for providers who previously operated under a 245B license and are now transitioning to a 245D license, as there might be additional or different requirements.

  3. Insufficient Customization: Simply linking to the sample policies provided by the DHS without modifying them to suit the specific needs and circumstances of the program is another common pitfall. While these samples are a helpful starting point, they should be customized to reflect the provider's unique operations.

  4. Inaccurate Record Keeping: Accurate record-keeping is vital, especially concerning policies and procedures that have been revised or updated. Mistakes often occur when forms are not correctly dated or when revisions are not adequately tracked, leading to potential confusion or non-compliance during audits.

To avoid these common mistakes, providers should regularly review the Minnesota DHS website for updates, ensure they have a comprehensive understanding of all required policies, appropriately customize all sample policies and forms, and maintain accurate and up-to-date records.

Documents used along the form

When dealing with the Minnesota Department of Human Services (DHS) Licensing Division, especially for intensive supports and services, it's common to encounter a series of forms and documents beyond the Minnesota DHS form. These auxiliary documents are crucial for ensuring compliance with state regulations and for providing comprehensive care and support to service recipients. Below is a list of forms and documents typically used alongside the Minnesota DHS form, each serving a specific purpose within the regulatory framework.

  • Individual Service Plan (ISP): A detailed document outlining the personalized services and support each service recipient requires. It's tailored to meet the unique needs of the individual, often developed in collaboration with the service recipient, their family, and their support team.
  • Incident Report Forms: Used to document any unusual or significant events affecting the health and safety of a service recipient. This includes incidents of abuse, neglect, or any other situation that deviates from normal care routines.
  • Medication Administration Records (MAR): These records are essential for tracking the administration of medications, including dosages, times, and any observed side effects. They ensure medication compliance and safety for service recipients.
  • Staff Training Records: Documentation of all training sessions completed by staff members, ensuring they are qualified and knowledgeable about the latest best practices, policies, and procedures relevant to their roles.
  • Emergency Preparedness Plans: Comprehensive plans that outline the steps to be taken in the event of an emergency, ensuring the safety and well-being of service recipients and staff.
  • Quality Assurance Audits and Reviews: Periodic evaluations of service quality and compliance with regulatory standards. These audits help identify areas for improvement and ensure high standards of care.
  • Financial Records: Detailed accounts of all financial transactions and budgetary allocations related to the provision of services. These records are crucial for transparency and accountability.
  • Health and Safety Inspection Reports: Regular inspections of the service environment to identify and mitigate any risks to health and safety, ensuring that facilities are safe and conducive to the well-being of service recipients.

Together with the Minnesota DHS form, these documents form a comprehensive framework for the effective management and operation of services under the DHS Licensing Division. They not only serve to fulfill legal and regulatory requirements but also play a crucial role in safeguarding the health, safety, and rights of service recipients. Navigating these documents with diligence and attention to detail is essential for any provider looking to deliver high-quality care and support within Minnesota's regulatory landscape.

Similar forms

The Minnesota DHS form, focusing on policies and procedures for intensive supports and services, shares similarities with the Health Insurance Portability and Accountability Act (HIPAA) Privacy Forms. Both document types stress the importance of safeguarding sensitive information, with HIPAA specifically designed to protect medical records and other personal health information. These forms ensure organizations adhere to privacy standards, requiring comprehensive policies for handling and sharing healthcare information.

Substance Abuse and Mental Health Services Administration (SAMHSA) Consents to Release Information forms are quite similar to the Minnesota DHS document, especially regarding the confidentiality of substance abuse and mental health services. Both types of documents necessitate explicit permissions to share an individual’s information, underscoring strict adherence to privacy laws and the importance of consent in treatment contexts.

Centers for Medicare & Medicaid Services (CMS) Health and Safety Standards forms overlap significantly with the Minnesota DHS’s emphasis on health service coordination and care policies. CMS documents dictate the criteria for health and safety that healthcare providers must meet to participate in Medicare and Medicaid, aligning closely with the Minnesota DHS forms’ focus on setting standards for quality care and service coordination within residential programs.

Occupational Safety and Health Administration (OSHA) forms for workplace safety and health standards share common ground with the Minnesota DHS document, particularly in universal precautions and sanitary practices policies. While OSHA forms pertain to general employee safety and health across various industries, they parallel the Minnesota DHS document’s objective of ensuring safe and healthy environments, albeit in more specialized settings.

The Americans with Disabilities Act (ADA) Accommodation Request forms compare closely with parts of the Minnesota DHS document, especially concerning program accessibility and the provision of services to individuals with disabilities. Both document sets advocate for the rights and needs of individuals requiring special support, aiming to ensure fair access to services and accommodations.

Child and Adult Care Food Program (CACFP) forms, which detail nutritional standards and requirements for care facilities, have similarities with Minnesota DHS’s policy documents that cover health service coordination and care. Both document types highlight the importance of meeting specific health and wellness standards, ensuring that individuals in care settings receive proper nutrition and health services.

The Emergency Medical Authorization forms found in many school and child care settings resemble parts of the Minnesota DHS documents related to emergency response and health service policies. These forms authorize care providers to act in emergency situations, closely aligning with the emergency policies outlined in the Minnesota DHS document, which aim to prepare providers for timely and effective responses to health emergencies.

Lastly, the Resident Rights and Facility Responsibilities forms, typically used in long-term care facilities, have notable similarities with the Minnesota DHS’s emphasis on service recipient rights and grievance policies. Both sets of documents advocate for the protection of individuals’ rights within care settings, ensuring they have mechanisms to report concerns and receive due consideration and response.

Dos and Don'ts

When filling out the Minnesota DHS form for Intensive Supports and Services, it's essential to proceed with attention and care. The following guidelines are designed to help you navigate the process effectively and ensure that you meet all necessary requirements.

Do:
  • Read all accompanying guidelines and statutes. The form references specific Minnesota statutes and rules. Understanding these legal references ensures that policies and forms comply with state requirements.
  • Use the samples as a starting point. While these are provided for your convenience, remember that they are templates. It’s crucial to tailor them to fit the specifics of your program.
  • Confirm compliance with 245D licensing requirements. Each form and policy must meet specific standards. Double-check each section to prevent inadvertent non-compliance.
  • Update your forms regularly. Laws and licensing requirements can change. Regular reviews and updates help ensure ongoing compliance.
  • Keep accurate records. Maintain clear, up-to-date documentation of all forms and policies as revised or implemented within your program.
  • Seek clarification when necessary. If you encounter areas of uncertainty, don't hesitate to consult with legal counsel or reach out to DHS directly for guidance.
Don't:
  • Overlook the customization of sample policies. Using the templates without modification could lead to policies that do not accurately reflect your program's operations or the needs of those you serve.
  • Ignore the importance of dates. Each policy and form indicates the date of the last revision. Always use the most current version to ensure compliance.
  • Underestimate the detailed nature of compliance. Each bullet point, from admission criteria to emergency procedures, serves a vital role in protecting your clients and your program's integrity.
  • Rush through the paperwork. Each section requires thoughtful consideration. Rushing can lead to missed details and potential non-compliance.
  • Forget about training staff. Ensuring that all personnel are familiar with these policies and procedures is critical. Incomplete training can lead to errors and inconsistencies.
  • Neglect the need for periodic review. Regular assessments of your policies, procedures, and forms help identify areas for improvement and ensure alignment with current regulations.

Misconceptions

  • One common misconception is that the Minnesota Department of Human Services (DHS) forms and policies provided are optional templates that require no customization. In reality, while these sample policies and forms serve as a crucial starting point, each provider must modify them accordingly to ensure they comply fully with the specific requirements of the 245D licensing rules. This includes integrating specific operational details and unique aspects of the services they offer.
  • Another misunderstanding revolves around the revision dates listed on the forms. Some might interpret these dates as an indication that the documents are outdated or no longer in compliance. However, these dates reflect the last time the document was revised, and providers are responsible for ensuring that any policy or form they use aligns with current statute or rule requirements, regardless of the date of last revision.
  • There is also a misconception that once a form or policy is adopted from the DHS website, no further action is required. Yet, the onus is on the providers to not only customize but also regularly review and update their policies to ensure ongoing compliance with Minnesota statutes and rules as they may evolve over time.
  • Many believe that the forms and policies cover all the necessary bases for comprehensive service provision and compliance. While they are comprehensive, it’s essential for providers to develop additional policies and procedures that address any specific needs or situations related to their particular services or clients that may not be covered by the DHS samples.
  • A significant misconception is that using these forms and policies guarantees compliance with all 245D licensing requirements. Although they are designed to aid in compliance, providers must still undergo proper training, maintain meticulous records, and adhere to all applicable laws and regulations beyond the scope of these documents.
  • Some think that these policies only apply to new applicants of 245D licenses. However, existing providers transitioning from a 245B license or those undergoing reevaluation must also adhere to these guidelines, indicating the broad applicability of these policies beyond initial licensing.
  • Another mistaken belief is that the Drug and Alcohol Prohibition Policy, along with others, is universally applicable without modifications across different types of services. The truth is, nuances in service delivery, client populations, and program settings may necessitate adjustments to this policy and others to ensure they are appropriately implemented and enforced within each unique context.
  • Lastly, there’s a misconception that the documentation requirements listed are exhaustive. In practice, these form a baseline, and depending on the nature and scope of the services provided, additional documentation may be necessary to fully meet the regulatory and operational needs of the service provider.

Key takeaways

When it comes to filling out and using the Minnesota DHS form, especially for providers under the 245D licensed intensive supports and services, navigating through its requirements can be a complex task. However, understanding a few key takeaways can significantly streamline the process and ensure compliance with the state regulations. Here are five essential points to consider:

  • Customization Is Key: Providers may link to the sample policies and forms provided but must modify them according to their program's specific needs. This highlights the importance of not just using the templates as-is but tailoring them to fit the unique aspects of your service offering.
  • Staying Updated: All required policies and procedures outlined have an associated date of last revision. It's crucial to check these dates and ensure that you're working with the most current information. Regulations can evolve, and staying updated is essential for compliance and the provision of safe, effective services.
  • Comprehensive Requirements: The form encompasses a wide array of policies, from Data Privacy Policies to Incident Response, Reporting, and Review Policies. This extensive list underscores the comprehensive approach needed when managing support services, highlighting areas such as emergency responses, medication assistance, and abuse prevention plans.
  • Documentation Is Mandatory: Among the requirements, specific documentation forms such as the Admission and Discharge Register, Incident Report and Internal Review, and the Health Needs Record underscore the critical nature of proper documentation. These documents are vital for accountability, tracking changes in service users' needs, and ensuring a transparent operational framework.
  • Annual Updates Required: All policies must be developed by a specific deadline with samples available subsequently, suggesting a timeline for compliance. Providers must be proactive in preparing and updating these documents within the given timelines to meet the regulatory standards set forth by the Minnesota Department of Human Services.

In conclusion, the Minnesota DHS form for providers under the 245D license demands meticulous attention to detail, customization based on program needs, and adherence to set timelines for policy development and updates. By understanding these key aspects, providers can enhance their service quality while ensuring compliance with state regulations.

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